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Tuesday, October 25, 2011

Capital Market Quiz - 1

1. SEBI has taken an action to ban on Badla.
[A]TRUE
[B]FALSE
[C]
[D]



2. SEBI cannot investigate the affairs of mutual funds and their trustees and asset management companies.
[A]TRUE
[B]FALSE
[C]
[D]



3. A mutual fund scheme shall not invest more than ________ of its NAV in unrated debt by a single issuer.
[A]0.1
[B]0.2
[C]0.3
[D]0.4



4. Securities offered in a pledge can change if a ________ agrees.
[A]Company
[B]Pledgee
[C]Pledger
[D]SEBI



5. A bidder can request for a transaction registration slip as the proof of his having entered the bid.
[A]TRUE
[B]FALSE
[C]
[D]



6. SENSEX is calculated using ________ method.
[A]IFRS defined
[B]SEBI Defined
[C]Market capitalization
[D]Market Turnover



7. AA rated companies can raise ________ of its net worth.
[A]2.5
[B]3
[C]1.5
[D]4



8. In the book building process pricing is determined on the basis of ________.
[A]Company feedback
[B]Investor feedback
[C]Lead manager feedback
[D]Exchange feedback



9. An AMC fees is to be borne by
[A]The individual schemes
[B]Banks
[C]AMC as a whole
[D]Investor



10. For issues upto Rs. 50 crores the number of lead managers will not exceed ________.
[A]3
[B]2
[C]4
[D]1



11. In February 2004, UTI sought permission of SEBI to prematurely close ________ schemes.
[A]5
[B]6
[C]7
[D]8



12. What do you understand by capital markets?
[A]Market for long term funds and investments in long term instruments
[B]Market for short term funds and investments in short term instruments
[C]Market for long term funds and investments in short term instruments
[D]Market for short term funds and investments in long term instruments



13. The NSE Nifty index comprises of ________companies.
[A]30
[B]50
[C]100
[D]25



14. A portfolio manager need not necessarily sell or purchase securities separately for each client.
[A]TRUE
[B]FALSE
[C]
[D]



15. Which company was responsible for spreading the equity culture in India ?
[A]Reliance Industries
[B]Tata Group
[C]Birla Group
[D]UTI